Row 34664

Row ID: 34664 | Dataset Entry | Axioma AXP Content Repository

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Basics of the 19b-4 and the S-1 process: The 19b-4 “side of the house” is the document from the exchange asking for the rule change to be approved to allow for the listing of novel products. The S-1 side of the house is the disclosure document from the issuer that’s meant to provide clear and transparent info to the investor on 1) how the product works, 2) expenses, and most importantly, 3) the risks associated with the product. That way, the investor can make an informed decision.

With the 19b-4, the timeframe for the response of the SEC is predetermined; that’s why you see the deadlines in the news for when an approval or disapproval order must be provided. In the spot BTC ETF process, the Jan 2024 19b-4 deadlines were a forcing function for the timing of the launch. But with the S-1, we don’t have those same baked-in deadlines.

The 19b-4 process tends to be iterative with the SEC—it’s to make sure the S-1 document achieves the above results—but the SEC ultimately needs to approve.

-K

FieldValue
text Basics of the 19b-4 and the S-1 process: The 19b-4 “side of the house” is the document from the exchange asking for the rule change to be approved to allow for the listing of novel products. The S-1 side of the house is the disclosure document from the issuer that’s meant to provide clear and transparent info to the investor on 1) how the product works, 2) expenses, and most importantly, 3) the risks associated with the product. That way, the investor can make an informed decision. With the 19…
label r/cryptocurrency
dataType comment
communityName r/CryptoCurrency
datetime 2024-05-21
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url_encoded Z0FBQUFBQm5Lak9YNUU5dDlUdlc4d2dpM0hYZURwbG1XbWhxQjBlbXJ4Y0VxeTdEV21PMTZ3MTN6bmx4VGZfWHltemtLUHdhN0VrWjRpVjdPQm84S0t2czdBT0dpZFZDb0UwSjBDUWd6Tmw5U2JGUm1OWkx4VGNEdUVyS0FoTzZmN1NPQ1l2ekJuWENkZzBRN1pMVE00S2xOSExaZzVpUnFDQy1XcUJvWFdncTh1UU5VRzBZM2lvejNyaEhGU0JvcWlQTzJCZ0pXNUNORE9FQ2JhNk55ZFF5aWpDRUVudlBOZz09

Raw Record

{
  "text": "Basics of the 19b-4 and the S-1 process: The 19b-4 “side of the house” is the document from the exchange asking for the rule change to be approved to allow for the listing of novel products. The S-1 side of the house is the disclosure document from the issuer that’s meant to provide clear and transparent info to the investor on 1) how the product works, 2) expenses, and most importantly, 3) the risks associated with the product. That way, the investor can make an informed decision. \n\nWith the 19b-4, the timeframe for the response of the SEC is predetermined; that’s why you see the deadlines in the news for when an approval or disapproval order must be provided. In the spot BTC ETF process, the Jan 2024 19b-4 deadlines were a forcing function for the timing of the launch. But with the S-1, we don’t have those same baked-in deadlines. \n\nThe 19b-4 process tends to be iterative with the SEC—it’s to make sure the S-1 document achieves the above results—but the SEC ultimately needs to approve.  \n\n-K",
  "label": "r/cryptocurrency",
  "dataType": "comment",
  "communityName": "r/CryptoCurrency",
  "datetime": "2024-05-21",
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